Still worrying. | Copyright Mario Tama, Getty Images Seven years after the financial crisis, investors are still skittish even though they concede the recovery has gone well. In a recent survey of over 2,600 affluent and high net worth inv...

The Series 63, 65 and 66 exams are getting a facelift. The North American Securities Administrators Association announced the exams, which are administered by FINRA, are receiving updated content around topics such as social media and...

Legislation aimed at blocking the Department of Labor’s fiduciary rule hit the Senate on Thursday, mirroring a bipartisan initiative already moving ahead in the House of Representatives...

Pershing names COO to the top spot as DeCicco eyes retirement.

Negative interest rates might actually be good for gold prices, writes Alex Rosenberg on CNBC. Rosenberg argues that ultra-low inflation (rising inflation is typically needed for gold to rise, hence the long-term dip in gold prices) could sen...

Better than tech stocks. | wolfgangwoehrle/iStock/Thinkstock Over 93 percent of investors on Openfolio, a platform for investors to share portfolios and performance, lost money last month. The few who had positive returns held more in cash...

Annual reports are increasingly digital - and less relevant. 

Bipartisan legislation aimed at curbing the reach of the Department of Labor’s fiduciary rule for financial advisors is heading to a full vote by the U.S. House of Representatives...

The next generation? | Comstock Images/Stockbyte/Thinkstock Financial advisors should fear not just the current iteration of robo advisors, but also what they could become, writes Russ Alan Prince for Forbes. He said that while robo adviso...

They're just like the rest of us. TD Ameritrade said millennials were invested heavily in individual stocks last year, representing 28 percent of new accounts opened at TD in 2015. Millennial investors really aren’t as different as some su...