Barclays to Pay $13.75 Million for Mutual Fund Failures
Barclays to Pay $13.75 Million for Mutual Fund Failures
Dec 29, 2015
The Financial Industry Regulatory Authority on Tuesday ordered Barclays Capital to pay a $3.75 million fine and refund its customers more than $10 million after the regulator found the firm failed to properly supervise the sale of mutual funds...
Lex Sokolin
The Finance Futurist
Dec 29, 2015
Alexey Sokolin founded NestEgg, an early robo advisor and digital wealth management platform, in 2010 along with fellow graduates of Columbia’s business school, then sold the platform to Vanare where he is now chief operating officer and...
The Best of the Best 2015
Dec 27, 2015
Throughout the year, WealthManagement.com releases rankings of wirehouse and independent advisors, as well as develops ratings of the firms themselves. And unlike some competitors, we are as transparent as possible about our...
businessman money
The Trouble With The (Multi)Millionaire Next Door
Dec 25, 2015
Moving into the high-net-worth space is not the easiest way for a mass-affluent advisor to grow.    
Five Rules for Interacting With Other Advisors
Dec 24, 2015
Hartford — “It seems that we’re in one of the most unfriendly professions,” groaned Kelly with an accompanying eye-roll of annoyance. “Why is it that financial advisors don’t give each other the...
Throwback Thursday: 11 Ads from the 1990s
Dec 24, 2015
Is Fraud Contagious?
Is Fraud Contagious?
Dec 24, 2015
He's not alone. | Fuse/Thinkstock A new study by professors at Nanyang Technological University and the University of Kentucky says it is. Stephen G. Dimmock, William C. Gerken and Nathaniel P. Graham studied the effect of career networks ...
open sign
The Small Biz 401(k) Challenge
Dec 23, 2015
There’s a large and untapped pool of small business owners who have not started 401(k) plans for their employees. Can you get there before the robos? 
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