How Trust Company of America is bringing lean six sigma concepts to its custody platform and its advisors.
WealthManagement.com: What pressures are IBDs under these days?
Jim Nagengast: The main pressure is the regulatory pressure. If you look at last year, we dealt with two major pieces of regulation—rule 2111 on the suitability guidelines and...
Four years in, this UBS Advisor is already managing billions of client assets