For the last few years, the consolidation of the independent broker/dealer business has accelerated. The top acquirers may sound familiar: LPL Financial, AIG Advisor Group, and Ladenburg Thalmann, to name a few. But there’s a new acquirer in...
Pershing’s recent survey of 500 college students showed that this population needs some wooing in order to consider financial services in their career plans. We asked Kim Dellarocca, Pershing’s global head of segment marketing and...
Raymond James has announced that Chet Helck, CEO of the firm’s global private client group, will retire from his role in February. The company has not named a successor. Scott Curtis, president of Raymond James Financial Services, the...