Megan Glover will lead the RIA's human resources functions as it grows to more than 500 employees nationwide.

Andy Watts will take over Mackay’s duties as tax channel leader, overseeing more than 4,000 advisors within Avantax and Cetera Financial Specialists.

Academy Financial and PFG Advisors, which were with Lincoln's wealth business before Osaic acquired it, will merge under Academy’s brand.

Over the last year, Swenson has been expanding Osaic’s options for advisors who want to operate without a FINRA license.

The more than $50 million investment in Bleakley will help the hybrid RIA launch an equity ownership program for its advisors and enter the M&A game.

TradePMR poaches four technology hires in an effort to deepen integrations, improve the user experience and better compete with the big custodians.

Icahn is being fined $500,000 and Icahn Enterprises LP will pay $1.5 million related to insufficient disclosure of how IEP units were pledged as collateral against his personal margin loans.

The new offices will be based in Boca Raton, Fla., and Allentown, Pa.

Paul Hoskin will work out of Newport Beach, Calif., and is joining 10 of his former Key Client Group co-workers, who switched to Summit Trail in June.

In the newly created role, Samantha Schwimmer will help Advyzon move into new market segments.