There’s a large diversity gap in asset management, The Oakley Group joins Raymond James’ Pinnacle Asset Management and David Kutcher is suing a client for defamation.
As part of a plea agreement, Nicholas Mitsakos agreed not to appeal any sentence of 37 months or shorter, and to forfeit about $861,000.
Richard Fuld rebrands firm to Matrix Private Capital Group, Morgan Stanley sued over alleged anti-semitism and Texas passes a law protecting seniors from financial fraud.
From the big leagues to big finance.
William Dudley's term ends in January 2019, when he reaches the 10-year limit in the role.