Fintech has become so integral to Americans' lives that it's no longer about finance, says Alexa von Tobel.

The New Hampshire-based financial services firm moves to the independent broker/dealer from O.N. Equity Sales Company.

LPL's shareholders will vote at the coming annual meeting whether to add Corey Thomas, the chairman and CEO of Rapid7, to the company's board.

Colm Kelleher, who joined Morgan Stanley in 1989, will continue as a senior advisor after his official retirement.

The Massachusetts Securities Division accused two advisors of overconcentrating portfolios with risky oil and gas investments.

Microsoft Corp. co-founder Bill Gates, once the world’s richest person, has again eclipsed the $100 billion threshold, joining Amazon.com Inc.’s Jeff Bezos in the exclusive club.

Scaramucci talks about programming his annual conference, what he thinks RIAs will get out of the meeting and why he invited John Kelly, who very publicly fired him from the White House, to be a keynote speaker.

Carole Wentz, who has been with Bank of America's wealth management business for 24 years, is now leading the Texas Mountain South division.

The Wells Fargo CEO shouldn't be getting a bonus; he should be removed from his post, said Congresswoman Maxine Waters, chairwoman of the House Committee on Financial Services.

Melissa Bean, chairman of the Midwest at JPMorgan Chase and a former congresswoman, will join the Chicago firm in April.