In 10 years at Wells Fargo Advisors, David H. Hohimer and his team managed more than $650 million in client assets.

Americana Partners' advisors join Dynasty Financial from Morgan Stanley; it is the largest single team to join Dynasty and the largest breakaway of the year.

Fake it until you make it doesn’t always work.

The incident has caused racial tensions in Anguilla, the Caribbean island where it occurred.

David Ballard will lead Ladenburg Thalmann’s new initiative to enhance the advisor experience across its broker/dealers.

The former head of Morgan Stanley Wealth Management's Sports and Entertainment division has launched Edyoucore Sports & Entertainment, a business, financial and lifestyle consultant to professional athletes and entertainers.

Shelley O’Connor, who co-led wealth management with Andy Saperstein, will run two regulated bank entities, which the company is looking to expand.

Rochester, N.Y.-based Meliora Wealth Management and Allied Financial Partners are joining an office of supervisory jurisdiction of Securities America from Cambridge Investment Research.

Three of the 171 individuals named in special counsel Robert S. Mueller III's report have backgrounds in investment management.

Investors allegedly lost $8 million in assets from a failed medical marijuana venture linked to a Massachusetts-based advisor.