Mooney Lyons Financial Advisors has $320 million in managed assets with four advisors.

The partnership with Dunston Financial Group is Moneta's second move into the Denver area in two months, marking the first expansion out of St. Louis in the company's history.

Legacy Investment Planning will be able to access clearing and custody services from INTL FCStone as a result of the partnership.

Lake Avenue Financial's CEO Alex Chalekian will also become Integrated Partner's Head of Practice Acquisitions, focusing on inorganic growth and internal succession planning.

Private Wealth Advisors alleged that the two breached contract by using the firm's information to build a new business, according to the Pennsylvania Record.

Scharf, the CEO of Bank of New York Mellon Corp., will take over on Oct. 21, replacing interim chief Allen Parker, the San Francisco-based bank said.

Scalia may need to recuse himself from any decisions regarding the Department of Labor's upcoming fiduciary rule because of his work as lead counsel in the case that vacated the DOL's previous rule.

In two arbitrations, a panel awarded National Securities and former branch manager Gerald Sharpe approximately $170,000 each, a net gain of just $2,000 for the branch manager.

A California RIA and its owner have agreed to a judgment of over $1 million in connection with a cherry-picking scheme.

If they go to auction this Friday, the "Inverted Jenny" stamps could bring in $3.4 million for Nick Gross, the bond king's rocker son.