The SEC has 79 advisory committee members, but only three of them are black and one is Latino, according to a review by the House Financial Services Committee.
She'll be the fifth female executive to join in the past two years and will serve as chief talent and business solutions officer.
Rick Suarez will serve as CEO of Clarfeld, a $3.9 billion RIA acquired by Citizens Bank last year.
Hilltop Securities, the Dallas-based broker/dealer, has promoted John R. Muschalek to head of wealth management.
The #FinTwit community had a field day when President Trump mistakenly tweeted about '409K' plans.