Transparency with Diana B podcast
Transparency With Diana B.: Coming Out of the Closet
Mar 04, 2020
This episode looks at LGBT issues from two different advisors: one who stayed in the closet at his advisory firm, and another whose son came out as gay at a young age. Both now advocate for and celebrate the LGBT community.
mark-tibergien-pershing.jpg
Pershing's Mark Tibergien to Retire
Mar 04, 2020
Ben Harrison, Pershing's head of business development and relationship management, will take over CEO duties on June 1.
Cresset office
Wilmington Trust Loses Three Regional Heads to Cresset
Mar 03, 2020
Michael Mohr, Jack Sawyer and Todd Tautfest are joining Cresset Asset Management in Atlanta.
wealthfront office
Wealthfront's CFO Leaves Firm, Risk Parity Fund Sees Shake-up
Mar 02, 2020
Hired in 2015, Wealthfront CFO Ashley Fieglein Johnson is leaving for Planet Labs, with plans to move abroad with her family.
Private Advisor Group
$610 Million Virginia Team Jumps Ship for LPL's Private Advisor Group
Mar 02, 2020
Reston, Va.-based Global Advisor Group left Raymond James' independent contractor unit to affiliate with LPL's largest enterprise.
charlotte-skyline.jpg
Wake Forest, Kaplan to Offer Financial Courses at New Charlotte Fintech Hub
Mar 02, 2020
Wake Forest University and Kaplan will begin offering designation and other courses aimed at financial services professionals at the university's new fintech hub in Charlotte, N.C.
yul-brenner-king-and-i.jpg
Dead Celebrity Podcast: Yul Brynner and Renouncing U.S. Citizenship
Mar 02, 2020
This seemingly drastic move is becoming increasingly popular.
Jim Dickson and Vince Fertitta
Jim Dickson Directing Sanctuary, a Hybrid RIA Play in Three Acts
Feb 28, 2020
Sanctuary Wealth is seeking to build a $200 billion powerhouse with the help of breakaway advisors.
US SEC building in Washington, D.C., 2008
SEC Associate Director of Enforcement Division Is Retiring
Feb 28, 2020
Antonia Chion spent 32 years with the SEC, and most recently helped supervise a settlement with Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network that included a $35 million penalty.
SEC Seal
SEC Charges Atlanta Advisor With Swindling Members of His Church
Feb 27, 2020
The SEC charged advisor Dionne Van Zyl with using his senior status in an Atlanta church to con fellow church members.
Load More