Nicklas Financial will be joining the independent broker/dealer with about $400 million in brokerage and advisory assets.

Just two weeks after reopening its Atlanta offices, wealthtech vendor Riskalyze closed again to wait out the mayhem that ensued from violent clashes during George Floyd protests.

The four-person team led by father and son Nick and Bryan Garris has left UBS and set up shop in Calabasas, Calif.

The fee-based firm works with public company executives.

While reasons for her exit were not provided, a long decline in membership, organizational SNAFUs have occurred under her watch.

Many of the big gains reported by so-called tail risk funds and others are being presented in a misleading way.

Ritholtz Wealth Management was one of several firms to disclose it received a Paycheck Protection Program loan to help with expenses amid the coronavirus pandemic, according to Form ADVs submitted to the SEC.

A lot can be learned listening to clients’ experiences working with financial advisors—good and bad. We talked to Janine Firpo, a retired international development executive in Oakland, Calif.