The head of UBS's wealth management division on his aspiration to double advisor productivity, growing the firm’s fee-based business and how demographic trends will challenge the business

LPL Financial said it was restructuring its senior management ranks and parting ways with chief marketing officer Joan Khoury, while promoting two executives to new roles in its Advisor & Institutions Solutions Group...

Sallie Krawcheck, the former head of Bank of America’s wealth management group, announced the next chapter in her long career in financial services with the launch of the Pax Ellevate Global Women’s Index Fund (PXWEX), a mutual...

Start the day (in order) with coffee, breakfast and an iPad

Mark Haefele, formerly global head of investment, will take over as global Chief Investment Officer for UBS Wealth Management and UBS Wealth Management Americas, replacing Alexander Friedman. Mark Haefele In his new role, Haefele will overse...

HighTower and Focus Financial continue to snag advisors from the wirehouses. The HighTower Network picked up a Sacramento-based advisor team with $300 million under management from Merrill Lynch on Tuesday, while Focus partner firm LVW Advisors...

Erinn Ford appointed following RCAP management shakeup

What’s behind the lack of women in the industry and how we can get more in the ranks

Larry Roth takes over as new RCS Capital CEO

Independent broker/dealer First Allied Securities has hired Kevin Keefe to serve as its new president. Adam Antoniades, who was previously serving as president and CEO, will remain CEO of San Diego-based First Allied Holdings, the IBD’s...