San Diego, Calif.-based Lucia Capital Group has acquired the client relationships of a $170 million RIA firm, West Coast Asset Management, with the help of Derek Bruton, the former head of LPL Financial’s independent advisor services and...
The Investment Adviser Association, the advocacy group for investment advisors, has named Karen Barr to replace David Tittsworth as president and CEO. Tittsworth, who has been with the organization since 1996, is retiring. Barr will take over her...
Ex-LPL exec Bill Dwyer comes aboard as Michael Weil takes the reigns
Out of the 2,325 billionaires spread throughout the world today, the U.S. remains the country with the largest number of these ultra-high-net-worth individuals, according to the 2014 Billionaire Census published by Wealth X and UBS...
Washington Wealth Management lured away a $220 million team from RBC Wealth Management on Wednesday. The financial advisor duo will affiliate with the San Diego-based hybrid RIA as a stand-alone practice based in Salt Lake City, Utah.
Craig Mart...
As part of a two-part series in 1979, Registered Representative ran a feature “You are What You Wear.” A key to success in the business, building a suitable wardrobe depends on occupation, geography, climate, economy, versatility and...
