Following in Her Father’s Footsteps

From Closing Games to Closing Business

An Old School Approach

The Dealmaker

A broker previously barred from the industry is now facing additional federal civil and criminal fraud charges for an alleged $15.5 million Ponzi scheme involving fake certificates of deposits...

What catastrophe? | Copyright Mario Tama, Getty Images Financial advisor and Bloomberg View columnist Barry Ritholtz wonders why, with Greece on the brink of collapse, stock markets down 2 percent in one day and volatility spiking, the pri...

Andy Millard runs Millard & Company, an independent RIA with about $82 million in assets    

Global assets in alternative investments are expected to grow from $11.3 trillion today to $15.3 trillion by 2020, according to a new report by PwC. The growth will be driven primarily by increased participation from sovereign investors, who ...

A San Francisco-based advisory team from Deutsche Bank with $3 billion in client assets launched Intellectus Partners as part of the Dynasty network on Monday. Co-founded by David J. La Placa and Jay Casey, Intellectus aims to focus on entrepr...

Here come the bride ... | Copyright Yana Paskova, Getty Images Friday’s Supreme Court decision to extend marriage equality nationwide could have a significant financial impact. A Williams Institute study found that legalizing same-sex marr...