Investment banking and wealth management are seen as distinct businesses within financial services, but there is more crossover than you might think. Simon Smiles, managing director and chief investment office for ultra-high net worth at UBS ...

No. 1. Charles Schwab received the highest score among 20 full-service investment firms rated by J.D. Power and Associates. The firm scored an 837 (out of 1,000), followed by Edward Jones and Fidelity Investments at 822 and UBS Financial S...

They like me? They really like me! | Copyright Bryan Thomas, Getty Images The prediction markets have former Secretary of State and First Lady Hillary Clinton as the runaway winner of November’s presidential election, CNBC is reporting. Cl...

Advisors are not fazed by the impending Department of Labor fiduciary rule, expected to come out today. Sixty-one percent of advisors said they expect little to no impact on their business if the DOL rule passes, according to Russell Investme...

Mossack and Fonseca sounded like two men in retreat: the go-go days of cranking out shell companies en masse for clients were over

Sheila Bair is joining Avant. | Alex Wong/Getty Images Former Federal Deposit Insurance Corporation (FDIC) Chair Sheila Bair has joined the board of online lending platform Avant, the startup announced Friday. Avant has originated more tha...

By betting big on banks and commodity producers during the height of this year’s global selloff, the fund beat 99 percent of rivals 

RBC Wealth Management has tapped Tom Sagissor, divisional director of the private client group, as president, a new position. The firm is still searching for a replacement for John Taft, the firm’s CEO who announced his retirement...

Warren Buffett’s holding in Wells Fargo & Co. is approaching 10 percent, a level at which he’d have to pass a Federal Reserve review to keep building his stake...