LPL has named President Dan Arnold to succeed Casady. The leadership change comes as the firm is reportedly looking to sell itself.

Paul Reilly to replace Thomas James as Raymond James' executive chairman, millennials could redefine retirement and hybrid robos are flourishing.

Ultra-high-net-worth own a ton of homes, financial planning for the year ahead and NextCapital names Matt Clink new CIO.

Rogert Zullo defrauded clients, lied to supervisors and fabricated client information, according to a complaint.

Art Lipson targets closed-end funds that he says betray investors. He also created the bond market’s most widely used benchmark.

FINRA names its education foundation award after Rick Ketchum, Wall Street eyes 20K and retirees are taking hipster jobs.

Robert Trujillio of Metallica takes a stake in Manhattan West Asset Management, TD Ameritrade adds crowd-sourced earnings estimates to its thinkorswim trading platform and Will Allen pleads guilty to running a Ponzi scheme.

The U.S. SEC and IRS are investigating

Edward "Ned" Johnson is retiring and will become chairman emeritus.

David McCormick, Wilbur Ross and Jonathan Gray are all in the running.