With his recent retirement as CEO, Morningstar's founder looks back on how the industry has changed over the past three decades.

BlackRock to pay $340,000 in settlement with the SEC, Hightower adds a $1 billion team from Florida and Colony Group adds a Colorado foothold.

In her final speech, SEC Chair Mary Jo White had some harsh words for Congress.

Some say millennials need to be saving more for retirement, Focus Financial adds Crestwood Advisors and Citizens Bank hires Patrick Jancsy to lead its private wealth group.

Robo newcomers bring little innovation, the Fed releases research on education and stock market participation, and Shannon Pike is named 2017 FPA president.

Jerry Nigro has launched Claybrook Capital.

As a pre-teen watching Jockey Club horse races, Alex Wong learned that it all came down to the pricing.

OppenheimerFunds joins Schwab's ETF OneSource, Matthew Pietzak launches Vantage Private Wealth and three tips to help clients retire early.

President-elect Trump’s choice for SEC chair, Jay Clayton, has spoken very little on the record about the investment advisory industry he likely will soon oversee. Some observers say the change could be a welcome opportunity to reset the agency's...

Jay Clayton would replace Mary Jo White, who said she would resign when President Barack Obama leaves office.