Securities class action settlements set a record in 2016, Ron Paul was named Goldco's chief ambassador, and Mike Piazza (no, not that Mike Piazza) leaves Merrill Lynch for Raymond James.
The effort examines the DNA of trades: size of positions, level of risk and leverage; and whether an investment was hedged.
Advisors need to stop trying to target millennials as a whole, Focus partner MW Lomax acquires Westwood Group and Merrill hires an advisor away from BTG Pactual.
S&P updates market cap guidelines, bumping Raymond James into the S&P 500, American household wealth hits record high and David High becomes BNY Mellon's senior wealth director in Philadelphia.
Jen Easterly joins Morgan Stanley, Merrill Edge redesigns its mobile app and biotech is hot right now.
Angie O'Leary to lead a team focused on delivering more custom solutions to clients.
Peter Hancock will remain CEO until a successor is named.
Lisa Shalett has succeeded Mike Wilson, who was recently promoted to U.S. chief equity strategist.
Women will not be equal with men until they're financially equal, Krawcheck says.
