General Electric is having a bad year, the questions savvy prospects are asking of advisors, and the CFP Board has a new chair-elect.

Doug Ketterer, the former Morgan Stanley executive, is launching a new holding company to acquire smaller IBDs and equip them with technology and recruiting tools.

A Minnesota financial advisor was shot in the head and killed, deals in the advisory industry slowed in the second quarter, and Ronald Blue partners with Thrivent Trust on faith-based investing.

The team, which has over $3.3 million in annual production, joins from Morgan Stanley.

The smaller closed-end fund managed by Ivascyn has outperformed the larger Pimco Income Fund over the past five years.

Ed Butowsky, mired in the latest Washington scandal, has a day job as the managing partner of Chapwood Investments, economists think the "destabilizing" effect of the Glass-Steagall repeal is exaggerated, and a New Jersey advisor pleads guilty to...

The former Merrill Lynch advisors have partnered with Dynasty to launch Avantra Family Wealth.

A team of swindlers costs victims millions, SEC takes on fraud, group drops Cetera for Raymond James.

Jeff Bezos' richest-man title does not come with 'most charitable,' 401(k) engagement is up among millennials, and RBC Wealth hires Sean Kellenberger as head of marketing.