William H. Jennings II, the former co-head of fixed income at Jeffries Group, is suing El Paso, Texas-based Hunt Cos.

Bank of America donates $500,000 for a Wealth Management Center, Steve Schwarzman gives advice to Wall Street hopefuls and RMB Capital opens a Minnesota office.

Don Heberle announced he is leaving BNY Mellon, Plancorp names Chris Kerckhoff its next CEO and Kestra adds another NPH team.

The original Wolf of Wall Street has identified the 10 tones that will turn average salesmen into “world-class closers.”

Wealthfront to replicate Bridgewater’s risk parity strategy, more millennials learn about cooking than investing and Lori Hardwick joins Riskalyze’s board.

“There is nothing those people were doing that anybody could characterize as good faith compliance with the parts of the rule that went into effect in June," said Phyllis Borzi, former assistant secretary of labor.

“Friday was one of the worst days we have suffered through in a very long while,” Dennis Gartman wrote in his daily investing newsletter.

FINRA warns of scammers impersonating regulators, a California broker pleads guilty to money laundering and the Year of the Dog is good for stocks.

Silver medalist Chris Mazdzer is studying to become a CFP, Cetera reorganizes its B/Ds and T. Rowe Price to offer the full Financial Engines suite.