With recent alleged scandals, his retirement could pave the way for more of the bank’s brokerage business to move to Wells Fargo Advisors division under David Kowach.

The host of late night’s “The Rundown with Robin Thede” is developing a new TV series about a financial advisor.

The Canada-based automated investing platform is paying Skylar Diggins-Smith and Mikal Bridges with investment portfolios.

Douglas Simanski raised more than $3.9 million from his clients, who believed he was investing it on their behalf. Instead, he pocketed the money.

Chris Dupuy felt his job was done at Focus, and was attracted to the opportunity to build a wealth management platform from scratch.

Seattle First Asset Management previously worked with Signator Investors.

If the Republicans hold onto the House, U.S. Rep. Blaine Leutkemeyer is the front runner to head the Financial Services Committee.

While the Charles Schwab Corp. contributes evenly to Democrats and Republicans, Charles Schwab and his wife each gave $1 million to the Republican PAC Future45.

The new appointee brings decades of industry experience—and a former stint serving President Obama.