The "hero" of "The Big Short" said index fund inflows are now distorting prices for stocks and bonds in much the same way that CDO purchases did for subprime mortgages more than a decade ago.

The retirement of two executives means changes for leadership in Prudential's annuities business and other divisions.

The regulator says Cambridge Capital Group Advisors defrauded 20 investors, most of whom were retired NFL players who claimed brain injuries from concussions suffered while playing professional football.

UBS CEO Sergio Ermotti is replacing wealth management co-head Martin Blessing with former Credit Suisse Group AG banker Iqbal Khan.

Erik Davidson, former chief investment officer at Wells Fargo’s private bank, is joining Inspire Investing, a 'biblically responsible' investment firm, as chief economic advisor.

'It's shocking to people to find out that the one thing that they think their advisor is trained on, they've never been taught—and that is, how to construct and measure risk in a portfolio,' the Plano, Texas-based RIA argues in his new book.

The SEC on Tuesday charged Philadelphia investment advisor Brenda A. Smith with defrauding investors of over $100 million.

The late U.S. attorney general’s niece sought to stop the endowment.

Bluespring, the RIA acquisition arm of Kestra Financial, revealed Tuesday that it has acquired Believeland.

Summit announced that two advisors with more than $1.5 billion in AUM will join the firm from Wilmington Trust to open the office in Harrisburg.