Commonwealth Advisory Group expands Mariner Wealth Advisors' Pennsylvania presence and focus on professional athletes and entrepreneurs.

Budros, Ruhlin & Roe, which has $3.4 billion in client assets, is the fifth CI Financial acquisition to come out of the 'Blind Squirrels' study group.

According to the commission, Westchester, N.Y.-based advisor Evarist C. Amah misled clients about how their $700,000 in investments fared.

Ice Capital Management joined LPL’s broker/dealer and corporate RIA.

Unlike other roles in financial services focused on diversity and employee wellbeing, Shareen Luze’s new position at RBC Wealth Management sits within the business.

The advisor moves, mergers and acquisitions you may have missed over the week ending Aug. 6.

Byron Trott, the 62-year-old founder of BDT Capital Partners, has quietly amassed a $3.6 billion fortune, making him as wealthy as some of his better-known clients.

In this week’s fund news, Alerian buys ETF Trends and ETF Database; fund companies are giving VC firms a run for their money; and crypto asset manager Grayscale hires a new head of ETFs.