The New Orleans-based broker-dealer and RIA will come onboard as an office of supervisory jurisdiction and retain its brand when joining with the Dallas-based Prospera.
Asset-Map's Adam Holt discusses how automation has entered the financial planning industry and the influence of technology for current and future financial advisors.
Matthew Clason had previously worked with LPL and Lincoln Financial Advisors before being accused by both the DOJ and SEC of stealing from a 73-year-old Connecticut investor over several years.
Canvas Wealth Advisors co-founder Drew Waldron discusses the adventures his firm plans for clients and prospects that sets them apart from their competition.
Richard Saperstein rose out of the 2008 financial crisis to build the now-$20 billion-plus Treasury Partners. Richard reminisces about that journey, discusses his decision to affiliate with a then-nascent Hightower Advisors, and shares more about...
Invesco's John Feyerer discusses how ETFs have been adopted by investors, the approach Invesco focuses on when advising clients and what they are looking toward in 2022.
Captrust's acquisition of the $2.2 billion firm will be its 53rd since 2006. One Captrust executive says the move will boost family office services for clients.
