Industry

White CFP professionals blame the reluctance of people of color to join the profession for the lack of diversity; black CFPs blame the firms.

The Investment Management Due Diligence Association found that almost 90 percent of respondents to a recent survey do not specifically inquire about sexual harassment when interviewing prospective managers to oversee assets.

Advisors looking to bring in Generation X and millennial clients are finding different pricing structures—not the traditional AUM model—that resonates with prospects, according to a new TD Ameritrade Institutional survey.

Nancy Fahmy will head the new unit created from the merger of the Specialty Asset Management and Alternative Investments groups.

A former LPL advisor reflects on what the firm can do to regain its footing.

Daniel Marques claims his application to work in the bank's wealth management division was denied after he told a vice president he'd be required to renew his work authorization under DACA.

The firm was not able to transfer over a minimum of 72 percent in advisor production from NPH, so it won’t have to shell out a contingent payment.

The passive strategies are intended to “democratize” impact investing as investor interest in ESG products grows.