Industry

SEI found that 52 percent of advisors have changed their fee structure in the last 4 years.

The evaluation and restructuring began when Susan Schroeder, who has been with FINRA since 2011, was named executive vice president and head of enforcement last summer.

The company lowered its IPO price to $33 but investors pulled it up on its first day of trading.

Chief Executive Officer Sergio Ermotti said UBS has begun to cut costs in wealth management following the merger of the U.S. and international division into one super-unit that manages about $2.4 trillion.

BlackRock and PGIM Investments join eight other firms as “Strategic Product Partners” with Edward Jones.

If the use of artificial intelligence is not yet ubiquitous in the wealth management industry, the discussion of it is. Here, Celent senior analyst William Trout explains what the impact will be for financial services, including financial advisors.

One year out, Sheryl Rowling’s investment platform crosses the $1 billion mark.

The talent shortage is real. Here's how to combat it.

The expansion is designed to help the bank reach its goal of “double-digit growth rates” for the wealth-management division in both Canada and the U.S.

UBS has begun to cut costs in wealth management following the merger of the U.S. and international division into one super-unit that manages about $2.4 trillion.