News

Industry

See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
Get the latest stories direct to your inbox -
subscribe to the Morning Memo.

Enter your email above to receive messages about offerings by Informa, its brands, affiliates and/or third-party partners, consistent with Informa's Privacy Policy.

Leave this field blank

Democrats Blast Proposed U.S. Broker Rule, Industry Backs It

Aug 08, 2018

The SEC on Tuesday wrapped up its three-month public comment period on the proposed Regulation Best Interest.

Advisors Grow AUM, But See Margins Shrink

Aug 07, 2018

For every dollar of AUM, 71 basis points in revenue were generated, down from a recent peak of 78 bps.

SunTrust Private Wealth Management Expands in Ohio

Aug 07, 2018

New offices in Cincinnati and Cleveland come on the heels of last year’s expansions into New York City, Houston and Dallas.

Merrill Lynch Chooses FactSet

Aug 07, 2018

FactSet, the new primary market data provider for Merrill Lynch’s 15,000 wealth management brokers and employees, replacing Thomson Reuters.

SoFi Is Said to Report Second-Quarter Loss of $200 Million

Aug 06, 2018

SoFi projects that it will be profitable again by the end of the year.

Wells Fargo Discloses Tax-Credit Probe, Accidental Foreclosures

Aug 06, 2018

The bank has been dealing with scandals since 2016.

FiNet Group Managing $675 Million Starts Independent RIA

Aug 03, 2018

Landsberg Bennett Private Wealth Management’s partners cited the technology and tools available to independent RIAs as a reason to leave FiNet.

Worried About Broker Conflicts? The SEC Isn’t

Aug 03, 2018

A plan to limit bad sales incentives doesn’t give investors the protection they need.

Advisory Firms with a Niche Are Far More Profitable

Aug 02, 2018

The median operating profit margin for target-focused firms was 18 percent higher than others and the median annual client growth was 35 percent greater.

Fidelity Goes to Zero Fees for New Index Funds

Aug 02, 2018

The changes could make the company more attractive to advisors looking for the cheapest, broadest market exposure.

Load More
first
previous
…
517
518
519
520
521
522
523
524
525
…
next
last

Industry

See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates. Get the latest stories direct to your inbox - subscribe to the Morning Memo.

See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
Get the latest stories direct to your inbox -
subscribe to the Morning Memo.