Traumatic brain injuries—also known as “TBIs”—have received a lot of press in the context of football injuries. But for Layton John, they hit home in 1999. Layton’s sister-in-law, Dr. Lisa Thompson, had an accident...

Jim Blase has practiced estate planning for over 33 years. But, what differentiates this principal of Blase & Associates LLC, adjunct professor at the St. Louis School of Law and prolific author from other estate-planning practitioners, is his...

FINRA moved forward on its planned Comprehensive Automated Risk Data System (CARDS) on Tuesday, issuing a regulatory notice that outlines plans to implement the database initiative in phases...

Brokers and firms could see a regulatory proposal on FINRA's planned Comprehensive Automated Risk Data System (CARDS) initiative as early as next month. And while there are still concerns about the regulator's ability to secure the...

The Financial Services Institute is rolling out a new benefit to its members, term life and long-term disability insurance for about $250 a month for the average 50-year-old advisor. In an effort to retain and grow its 37,000 advisor membership ...

Gross will manage the Janus Global Unconstrained Bond Fund

CFP Board partners with Fidelity to build new online tool for financial planning students and young professionals

The ‘big tent’ philosophy of some custodians is getting smaller, and some small RIAs are getting squeezed out

The number of billionaires grew by 7 percent over the past year, but the number of billionaires crossing the $10 billion threshold remains a rarified event. According to the 2014 Billionaire Census published by Wealth X and UBS, there are 2,32...