Accused of labor law violations.
Four former Merrill Lynch client associates, as named plaintiffs in a class action lawsuit filed Wednesday in New York federal court, allege the company and its parent, Bank of America, violated federal and sta...
The U.S. Securities and Exchange Commission fined 13 investment advisory firms on Thursday for spreading false claims made by the now-defunct F-Squared Investments Inc.
The top U.S. securities regulator said on Thursday it would require more information from investment advisers about their separately managed account businesses, as it continues to tighten oversight on the sector.
There's fear the golden years won't be so golden. | Ricardo Reitmeyer/iStock/Thinkstock
A new Transamerica retirement survey reports that none of the baby boomer, Generation X or millennial generations feel secure about their retirement prospe...
State insurance regulators in a court brief on Monday said a powerful U.S. council made up of the heads of all the federal financial regulatory agencies disregarded their work when it designated of MetLife Inc. as "too big to fail."