Blucora will initially roll out the technology to its tax preparation software customers. But is it competition or lead generation for the b/d’s advisors? An exec says the latter.

The ruling could make it easier to prosecute people accused of profiting for confidential information.

Several brokerages named top places to work for LGBTs, HighTower adds a team from UBS and W.R. Berkley launches insurance products for the high net worth.

Five hours of oral testimony presented

First Circuit sends Cavallaro case back to the Tax Court

A mere 11 percent of advisors say they feel ready for the implementation of the new regulation, which takes effect in four months.

The new administration could delay the implementation of the fiduciary rule.

LPL has named President Dan Arnold to succeed Casady. The leadership change comes as the firm is reportedly looking to sell itself.

Paul Reilly to replace Thomas James as Raymond James' executive chairman, millennials could redefine retirement and hybrid robos are flourishing.

The SEC says Pimco overstated the ETF's value and gave misleading reasons for the fund's success