labor department
DOL Delays Fiduciary Rule By 60 Days
Apr 04, 2017
The long-awaited 60-day delay to the Department of Labor’s fiduciary rule was made public late Tuesday.
Bill McNabb
Index King Vanguard Knows Who's Killing Active Managers
Apr 04, 2017
Bill McNabb is looking at you, CFAs.
david ortiz retirement commercial
What Should David Ortiz Do Next?
Apr 04, 2017
John Hancock taps David Ortiz for retirement ad campaign, Tim Duncan's financial advisor pleads guilty and a study finds happy investors have "good" financial advisors.
ComputerGuys
Florida Electronic Wills Act
Apr 03, 2017
Is it a threat, opportunity or potential headache for estate planners?
trading floor
Old School Pits to Stay After High-Tech Exchange Deal
Apr 03, 2017
In an age when computers are doing most of the trading, having human traders on the floor still has its place.
mobile trading app
Banking Outpacing Wealth Management on Digital
Apr 03, 2017
Wealth management lags behind banks in digital offerings, financial advisors should meet clients' children early and FTJ FundChoice launches a new SMA program.
art auction hand up
Appraisal Relied on by Estate Undervalued Paintings By $1.77 Million
Mar 31, 2017
Auction house specialist had conflict of interest.
Whatsapp
Wall Street's WhatsApp Secret: Illegal Texting Is Out of Control
Mar 31, 2017
Just about everyone in finance is embracing encrypted messaging services as an easy, and virtually untraceable way, to circumvent compliance.
Everest Wealth
Everest Wealth Management Barred From Advisory Business
Mar 31, 2017
The "Money Guys" have been barred from investment advice, Morgan Stanley gives more clients debit cards and FinMason launches FinRiver.
advisors money
The Biggest Challenge for RIAs? They All Look Alike
Mar 31, 2017
The RIA space is growing, but don’t overlook the complexities. Most advisors aren’t cut out for running their own business, and need to focus on differentiation.
Load More