Fidelity’s third-generation leader opens up about cryptocurrencies, M&A and why her firm cut index fund fees to zero.

LPL has been swift, transparent and supportive with advisors and their clients affected by the recent data breach; Capital Forensics remains tight-lipped.

The Genstar Capital-backed firm now has 35 offices and manages approximately $14.5 billion.

The judge denied a recent motion related to the civil case against Michael Cole, filed in the wake of his move to Cresset Family Office.

RIA commitments at TCA by E*Trade are growing, says the self-described “champion of RIAs.”

The largest privately held IBD is helping more advisors abandon their FINRA registrations, adding more model portfolios and financial planning tools.

The investment bank’s wealth management unit sees opportunity in Florida, an increasingly popular client destination for its tax advantages and lifestyle.

Hybrid RIAs were traditionally thought of as a pit stop for advisors going independent, but many now see it as a gateway for growth.

The leader of the merged operation, who is as-of-yet unnamed, will report to John Weiss, head of wealth and investment management.