When investing their money, millennials are more likely to rely on apps than human advisors, according to a recent survey.

DOL fiduciary rule architect Phyllis Borzi calls SEC’s proposal Reg BI “a huge step backward” for advisor standards.

He’s giving other advisors in his network the option to do the same, setting up a limited purpose broker/dealer to acquire their legacy, commission-based products.

The two firms will partner to earn the business of state-sponsored retirement programs, like OregonSaves and CalSavers.

Andy Sieg and Katy Knox will be elevated to Bank of America's management team, reporting directly to CEO Brian Moynihan.

Nearly 36 percent of investors who won their arbitration cases in 2017 collected nothing. Here are the firms and advisors that haven’t paid.

Facet Wealth expects portfolio management provider Vestmark to bolster advisors’ investment options.

The city’s financial services sector growth is only outpaced by two locations in China.

Aiming for improved advisor and client experiences, LPL goes above and beyond its $120 million technology budget to purchase technology firm AdvisoryWorld.