The former Luminous team recently broke away from First Republic, proof that in the world of RIA M&A, the advisor, not their acquirer, holds the cards and there’s often a culture clash with banks.
Despite some criticism that the rules don't go far enough, most advisors are on board with the new standards of conduct.
In a 3-to-1 vote, the Securities and Exchange Commission passed its rule package that would establish a standard of conduct for broker/dealers. Firms will have about a year to comply with Reg BI and Form CRS.
Citing technology and support, Teton Wealth Management makes a move.
Morgan Stanley GIFT Cures is the first special interest initiative of the Morgan Stanley Global Impact Funding Trust.
The investment in AUTUS Asset Management is Emigrant's second move into the RIA space in the past three months.
In a newsletter post, the Ellevest co-founder and CEO criticizes fellow robo advisor Betterment for a lack of diversity on its investment committee.
Major standards of conduct for brokers and investment advisors are expected to be finalized tomorrow by the Securities and Exchange Commission. Here are the big points advisors should be on the lookout for.
The Female Advisor Network's "Invest in You" conference will offer opportunities for female advisors to work on long-term professional development ambitions.
