The bank is looking to move away from taking stakes with its own money and is trying to raise more client funds.

The jobs UBS is planning to cut represent about 2% of the workforce in its global wealth management.

Pinkerton Private Wealth has been rebranded as FourThought Private Wealth.

The new office marks the firm's second formal expansion outside of New York City.

Twenty Four Wealth Management is partnering with Stratos in the hopes of broadening their organic growth and expanding with acquisitions.

Mariner Wealth Advisors acquires two CPA firms to build out its tax offerings for clients.

FINRA claims Oppenheimer clients may have incurred more than $3.8 million in extra fees that they would not have had to pay if they had held their UIT positions to their maturity dates.

Chalice Wealth Advisors and Chalice Capital Partners are being acquired by Kingswood Holdings, UK firm with its sights on U.S. wealth management.

The retainer-based fee movement is a growing alternative to the AUM-based model.

The brokerage eliminated commissions on most ETFs long before competitors did; now it's doing the same for stocks and options.