The move to eliminate commissions at some brokerages will result in heightened scrutiny by FINRA examiners of alternative revenue sources, including cash sweep accounts and payment for order flow.

Is Envestnet's minority investment in Dynasty Financial Partners foreshadowing an acquisition?

Gov. Charlie Baker raised questions about Massachusetts Commonwealth Secretary William Galvin's proposed fiduciary rule in a comment letter delivered on Tuesday.

The majority of RIAs say the move to zero commissions would not influence their decision to use ETFs versus mutual funds, according to a TD Ameritrade survey.

Fiduciary Trust CEO John Dowd is looking to build out the firm's outsourced CIO program for UHNW families.

EP Wealth Advisors, an independent RIA, purchased Guidant Wealth Advisors.

The concerns were raised in a report released by the SEC's Office of Compliance Inspections and Examinations detailing its priorities for exams in 2020.

The race to zero is catching on.

Reg BI, at odds with Section 913 of the Dodd-Frank Act, cannot stand, the congressmen argue.

A hearing in Boston this morning brought out advocates and opponents to Massachusetts Commonwealth Secretary William Galvin's proposed standard.