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During a call with investors, CEO Walt Bettinger dismissed speculation that the firm is interested only in $1 billion-plus RIAs as 'inaccurate, naïve and inconsistent with everything that we have done for the last 25 or 30 years in the RIA space.'
Goldman Sachs’ Japan wealth business will focus on individual clients with at least 10 billion yen in assets.
Riskalyze is rolling out its risk metrics to a 'range' of professionals at Farm Bureau Financial Services.
The growth of advisory assets is among the few bright spots in Waddell & Reed's recent earnings call, as division President Shawn Mihal continues to reinvent the legacy mutual fund firm's wealth management business.
Norman and Michael Robbins are based in Boca Raton and have $234 million in managed assets.
Advisor and OSJ manager Salvatore Dispenziere III will bring over the three advisors in his office as well as three other individual practices he supervises.
Advocates like As You Sow, Green America and Americans for Financial Reform gathered more than 18,000 signatures in opposition to an SEC proposal that would make it harder for owners to put petitions on corporate proxies.
