Even as the number of advisors jumping channels has slowed during the pandemic, it has not stopped independent channels from continuing to attract the most net new advisors, according to new data.
LaSalle St. Securities rolls out a new loan program for advisors to eliminate the need for private equity or loan matching services.
Republic Capital Group's Langston says deals are still getting done, but buyers are demanding more protection.
Advisor head count at the big firms continued to erode, and the expected flight to cash, zero interest rates and slowdown in economic activity cut into assets under management.
FSI argued in a petition that the SEC's Share Class Selection Disclosure Initiative unfairly subjects brokers to de facto rules and regulations.
With so much uncertainty and negativity pervading our lives, it’s helpful to imagine a future where we witness positive effects of the crisis on the RIA industry.
Some advisors were deemed ineligible for the government’s loan program, but it’s unclear why.
The deal adds about 20 advisors and $1.5 billion in client assets to the independent b/d’s platform.
Look out Vanguard PAS! Market volatility will likely help hybrid models and the full-service wealth management segment, according to Aite Group.
