Joseph Di Biasi and Gregory McElheny are joining from MML Investors Securities, and will take over Life Certain Wealth Strategies to enable its founder, Herb White, to retire.

For many advisors, the pandemic will highlight the mismatch between the services they provide and their AUM-based compensation model, according to Aite Group.

Also in Florida, the facility will house IT, infrastructure and business operations staff.

The broker/dealer settled charges with the SEC, claiming it mislead clients about fees they were paying in its wrap-fee program.

Sanctuary Wealth has completed its acquisition of Northview Asset Management and will use it to create a new division, the Advisor Solutions Group.

PNC's BlackRock sale is a jaw-dropping transaction that raises questions about what the asset manager’s share register will look like in future.

Focus Financial, the poster child for M&A as a growth driver, becomes first acquirer to admit that RIA M&A has slowed—significantly.

March and April was the slowest two-month period for RIA deal assets since 2016, Fidelity says.

The first five months of Adam Antoniades’ reign as CEO have been rough, but he believes the pandemic underscores the need for financial advice, and Cetera is doubling down on understanding individual advisor needs.

Investacorp, Securities Service Network and KMS Financial Services will be absorbed into Securities America before the end of the year, according to CEO Jamie Price.