The model act is currently open for public comment until the end of the month, and if passed, it would be up to individual states to enact legislation.

The CFP Board's latest proclamation that it is going to finally get serious about enforcement rings hollow, says financial planner John Robinson.

Cy has been upgraded to include several separately managed account strategies.

Due to COVID-19 pandemic, the event will be digital only this year, with plans to return to a live event in 2021.

The Oregon Community Credit Union team, which oversees $340 million in client assets, has affiliated with Priority Financial Group, a Phoenix-based hybrid RIA and super OSJ of Securities America.

Some retirement experts expressed surprise that the DOL's proposed exemption for fiduciaries included any expanded investor protections, but they also cautioned the changes lacked teeth.

Edward Jones wants to grow its saving, spending and lending options for advisors' clients.

Financial advisors weigh in on the difficulties faced by those in the entertainment industry and offer some advice.

The move to sell was part of ClearRock’s business continuity strategy.

The Midland National Capital Income annuity is aimed at helping clients plan for unexpected health events that impact their ability to perform daily activities, such as bathing, dressing or eating.