Moneta, a $27 billion RIA headquartered in St. Louis, is the latest firm to bring trust company services in-house; observers say it's unlikely to be a widespread trend.

PIABA urges FINRA to establish an Investor Advocate position to ensure valid customer complaints are not expunged from brokers' CRDs.

Merrill Lynch advisors will have exclusive access to the designation for a year before the College for Financial Planning opens up the course to others.

The addition of Knowlton, Knowlton, & Larsen creates Rockefeller’s first private wealth team in Boston.

The group is joining other plaintiffs in a suit filed in a Texas federal court, with CEO and President Dale Brown claiming the DOL's decision was 'hasty and arbitrary' and would be detrimental to independent financial advisors.

The mergers, acquisitions and deals you may have missed the week of May 10, 2021.

The Dallas-Fort Worth outpost will accommodate financial advisers and tech-support staff.

Goldman Sachs has been quietly building RIA custodial services behind the scenes, with big-name hires and plenty of resources; but can it overcome its Wall Street heritage to appeal to independent advisors?

Legal issues related to hiring—and firing—advisors are becoming more commonplace, says RIA counselor Brian Hamburger.

U.S. Capital Advisors plans to merge its RIA business with Legacy One to create a $5.6 billion Texas RIA.