Harris Baltch, Dynasty Head of M&A and Capital Strategies, is joined by Marty Bicknell, CEO of Mariner Wealth Advisors, to discuss how to negotiate and close RIA M&A successfully. Join the two as they delve into how to close deals in a virtual...
The merger—the first among two Dynasty Financial Partners firms—will create a $4.5 billion RIA with 24 employees and four offices.
The new program will also include a ban on cold-calling and a shorter period to complete the program, from 36 to 18 months.
Leaders in the RIA M&A space discussed some of the traps sellers should be aware of during a virtual roundtable by Advisor Growth Strategies.
Regulators also detailed findings from examinations into how firms handled the initial implementation of Reg BI and Form CRS requirements during panels at FINRA's annual conference.
