Sageview continues its focus on retirement and wealth with its Summit Financial Consultants acquisition.

The Aloha State is the 27th to enact a rule or law based upon the model passed by the National Association of Insurance Commissioners, intended to align state regs for annuity sales with the SEC’s Regulation Best Interest.

Open, honest and candid discussions about the latest news in the RPA industry.

The broker/dealer network has announced its second acquisition in as many months, adding 850 advisors and nearly $40 billion in assets.

Custody, financial services and fintech provider SEI names industry veteran Gabriel Garcia to lead development of technology suite for RIAs.

Attracting more female investors may require asset managers to admit what they do isn't as complicated as they want clients to believe, according to Pershing's head of ETFs.

BNY Mellon's new fintech division is developing a multicustodial, cross-functional suite of digital tools intended to give advisors more time to spend with clients.

Boutique advisory firm Icon Wealth Partners will leverage Focus Financial’s M&A capabilities, industry experience.

In the new role, Abby Axelrod-Wunderman will lead Fiduciary Trust’s philanthropic strategy, planning and administrative support.

According to the commission, Western International Securities and several of its reps ran afoul of the rule by recommending and selling $13.3 million in high-risk L Bonds.