EP Wealth picks up its second East Coast firm, adding $274M in assets.

CEO Ken Bentsen’s comments came during the organization’s 'state of the industry' presentation, with FTX’s recent collapse underscoring the need for stronger supervision of the space.

Mercer's latest acquisition adds $5 billion, multigenerational expertise to its platform.

Invenio Wealth Partners in Florida, with $250 million in assets, expands tru Independence's presence in the Southeast.

Second Oakland deal in two weeks is WEG's 13th acquisition this year.

The regulatory agency released an update Wednesday on its targeted sweep of firms’ supervision of options recommendations, launched in August 2021, offering more pointed questions for registrants.

The focus will return to high net worth and ultra high net worth clients.

$194M acquisition expands the NFP-owned RIA’s presence in the West.

James Couture pleaded to charges of wire fraud, aggravated identity theft and witness tampering in September.

Grau reflects on the evolution of succession planning in this industry over the last eight years and where it’s headed in the future, as his own transition plays out.