The U.S. Department of Justice sent a letter to the SEC regarding its plans for the most sweeping overhaul of Wall Street stock-trading in more than a decade.

OneDigital acquired Huntington National Bank’s 401(k) and retirement plan business this week, while Clearstead Advisors picked up local firm CLS Consulting. The Mather Group and NewEdge Wealth both announced key hires.

Silicon Valley Bank is not going to take your clients’ investment portfolios down with it.

Investors care more about the quality of the advice and relationship with their advisor than portfolio returns, a recent Morningstar survey found.

The four who registered with Cynosure this week join a growing number of SVB advisors who have departed the beleaguered bank.

Mack led Wells Fargo Advisors from 2014 until mid-2016.

The private market investment group's advisory council includes well-known figures like Luminary CEO David Barnard, Ritholtz Wealth Management's Michael Batnick and AdvicePeriod CEO Steve Lockshin.

A Mississippi woman claimed Morgan Stanley erred when accepting her removal as a beneficiary to her dementia-stricken, de facto mother's estate—as well as ignoring her challenges as they distributed the deceased woman's funds.

In the past few weeks, dozens of former First Republic advisors have fled, landing at Morgan Stanley, UBS, JPMorgan and Rockefeller.