It’s annual meeting season, a time for disgruntled shareholders to confront management face-to-face and let ‘em have it. Yesterday, Citigroup, Smith Barney’s parent, held an apparently long, long, long meeting in an effort to...
The broker protocol just got a lot more inclusive. The exclusive pact between several wirehouse and broker/dealer firms stipulates that the firms will refrain from taking legal action when their brokers switch to other signatory firms and take...