LPL Financial’s fourth quarter earnings disappoint, but the news was overshadowed by an order to pay $2 million in restitution for improper sales of non-traded REITs.
Advisors on the Top 50 Wirehouse Women list are ranked exclusively by assets under management custodied at the four wirehouse firms. Only advisors for whom 60 percent or more of assets correspond to retail clients were eligible for the list. REP...
