Broker/Dealer Liable for Inside Trades The Securities and Exchange Commission charged Wells Fargo for failing to stop a broker from trading on insider information (the broker had previously been charged.) The broker traded on material non-public...

No, this isn't a Halloween pun come much too early - the Death Cross is apparently all anyone can talk about lately when looking at the Russell 2000. The deliberately gloomy term is what the technical analysis folks use when a price chart shows a...

ETF Usage on the Rise   As exchange traded funds continue to take more market share, the number of advisors using the structure increased to 84 percent in 2014, up from 82 percent in 2013, according to the 2014 AdvisorBenchmarking RIA Trend R...

(Reuters) - U.S. regulator the Securities and Exchange Commission is investigating whether bond fund manager Pimco inflated the returns of its Total Return Exchange-Traded Fund (BOND.P) run by founder Bill Gross, who has come under renewed fire...

It's hard not to get caught up in all the hoopla over the IPO of Alibaba, which comes to market on Friday and will raise a pretty staggering $21+ billion from investors...

Active management once reigned supreme, but flows to active funds are now slowing. Is there still a role for active investing?

U.S. investors who have been trying to make money on Chinese stocks feel like they've been running a gauntlet for the past decade. One would think it should be simple enough to make money betting on an economy that has more than tripled in size...

Yields have dropped precipitously in 2014; some more than others.

There are 40 exchange traded products in the asset allocation category—most of which are young with short track records.

It's quite the strange duality when you think about it. Undoubtedly, water is the single most important thing on Earth ... OK, so maybe it's the second most important thing (sorry, oxygen) - but you get the idea. If I go to the store and there's...