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Chris Lex Carmen Lex
RIA
Brothers Launch New RIA with LPL; Bluespring Adds Independent RIALPL, Bluespring Make RIA Additions

Carmen and Chris Lex leave Corebridge Financial to start Lex Wealth Management with LPL; meanwhile, Bluespring adds a $560M independent RIA.

byAlex Ortolani, Senior Reporter
Feb 11, 2025
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1 Min Read
Osaic signage
RIA
Osaic Adds $360M Firm to W-2 Affiliation ChannelOsaic Adds $360M Firm to W-2 Affiliation Channel
byDiana Britton
Feb 7, 2025
1 Min Read
LPL CEO Rich Steinmeier
IBD
LPL’s New Leader Moves Past CEO Firing With Eye on Firm’s GrowthNew LPL CEO Keeps Eye on Firm Growth
byPaige Smith
Feb 6, 2025
1 Min Read
IAA President Matt Lampman
Career Moves
One-time Unpaid Intern Becomes President of $4.8B IAA$4.8B IAA Promotes Former Intern to President
byAlex Ortolani
Feb 6, 2025
1 Min Read
Osaic signage city
Industry News & Trends
Osaic Is Focus of Latest Cash Sweep Class Action SuitOsaic Is Focus of Latest Cash Sweep Class Action Suit
byPatrick Donachie
Feb 5, 2025
1 Min Read
Commonwealth Financial building
IBD
Commonwealth Snags $320M Advisor from CambridgeCommonwealth Snags $320M Advisor from Cambridge
byDiana Britton
Feb 3, 2025
1 Min Read
LPL Financial signage Q4 earnings
IBD
Acquisitions Fuel LPL Q4 Recruiting Results
Acquisitions Fuel LPL Q4 Recruiting Results
Jan 31, 2025
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1 Min Read
byDiana Britton, Managing Editor
Raymond James CEO Paul Reilly
IBD
Raymond James Sees Recruiting Cool; Ameriprise Adds 91 Advisors
Raymond James Sees Recruiting Cool, Ameriprise Adds Advisors
Jan 30, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
Stifel CEO Ron Kruszewski
IBD
Stifel Slows Advisor Growth Even as Wealth Revenue Hits Record
The firm’s CEO cited a “very competitive” recruiting market in 2024, but forecasts a better 2025 as longer-term efforts pay off.
Jan 30, 2025
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1 Min Read
byAlex Ortolani, Senior Reporter
LPL financial building signage
IBD
$1B California Team Jumps From Osaic to LPL
$1B California Team Jumps From Osaic to LPL
Jan 29, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
Osaic IBD signage
IBD
Osaic Adds $6B Navy Federal Investment Services To Institutions Platform
Osaic Adds $6B Navy Federal Investment Services To Institutions Platform
Jan 28, 2025
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1 Min Read
byPatrick Donachie, Senior Reporter
Janney Montgomery Scott CEO Tony Miller
Career Moves
Janney Montgomery Scott Names New CEO
Janney Montgomery Scott Names New CEO
Jan 24, 2025
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1 Min Read
byDiana Britton, Managing Editor
LPL Financial company sign
IBD
LPL Wins $540M Group from Osaic
LPL Wins $540M Group from Osaic
Dec 12, 2024
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1 Min Read
byDavid Bodamer, Executive Editor, Investments
Trinity Financial Partners Merit Financial
IBD
Merit Financial Lands $603M Pennsylania Firm
Merit Financial Lands $603M Pennsylania Firm
Dec 10, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Adam Antoniades Cetera Financial Group
IBD
Cetera CEO Adam Antoniades to Step Down By Year-End
Cetera CEO Adam Antoniades to Step Down By Year-End
Nov 7, 2024
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1 Min Read
byDiana Britton, Managing Editor
Stifel office
IBD
B. Riley to Sell Portion of Wealth-Management Unit to Stifel
B. Riley to Sell Portion of Wealth-Management Unit to Stifel
Nov 1, 2024
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1 Min Read
bySteve Dickson
rich-steinmeier-lpl-video.png
IBD
LPL’s New CEO Outlines Top Priorities
LPL’s New CEO Outlines Top Priorities
Oct 30, 2024
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1 Min Read
byDiana Britton, Managing Editor
The Quarry Lake Group
IBD
RBC Grabs $1B+ Baltimore Team from Morgan Stanley
RBC Grabs $1B+ Baltimore Team from Morgan Stanley
Oct 30, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Private Advisor Group Office
IBD
Private Advisor Group Launches Greenhouse Technology Platform
Private Advisor Group Launches Greenhouse Technology Platform
Oct 29, 2024
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
Richard Smalley and Ali Girardi
IBD
RBC Lures $400M Morgan Stanley Team, While LPL Nabs Cambridge Advisors
RBC Lures $400M Morgan Stanley Team, While LPL Nabs Cambridge Advisors
Oct 29, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Kestra Financial
IBD
Kestra Adds $1.4B Florida Team From B. Riley
Kestra Adds $1.4B Florida Team From B. Riley
Oct 29, 2024
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1 Min Read
byDiana Britton, Managing Editor
Raymond James office
IBD
Raymond James Nabs $1.3B Texas Advisor From Merrill Lynch
Raymond James Nabs $1.3B Texas Advisor From Merrill Lynch
Oct 24, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Dougherty, Tedesco & Associates LPL
IBD
LPL Snags $800M Cincinnati Team From Osaic
LPL Snags $800M Cincinnati Team From Osaic
Oct 24, 2024
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1 Min Read
byDiana Britton, Managing Editor
Raymond James building
IBD
Raymond James Adds $1B Team From Merrill Lynch
Raymond James Adds $1B Team From Merrill Lynch
Oct 22, 2024
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1 Min Read
byDiana Britton, Managing Editor
LPL-Rich-Steinmeier.png
Career Moves
LPL Board Names Rich Steinmeier CEO
LPL Board Names Rich Steinmeier CEO
Oct 21, 2024
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1 Min Read
byDiana Britton, Managing Editor
businesswoman silhouette
IBD
Realta Wealth Hires New Head of Advisor Relations From Cetera
Realta Wealth Hires New Head of Advisor Relations From Cetera
Oct 21, 2024
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1 Min Read
byDiana Britton, Managing Editor
LPL Financial Ameriprise lawsuits
IBD
Lawsuits Pit Ameriprise, LPL in 'Economic War' Over Advisor Recruiting
Lawsuits Pit Ameriprise, LPL in 'Economic War' Over Advisor Recruiting
Oct 18, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
commonwealth-building-NEW.jpg
IBD
Commonwealth Financial Updates Investment Platform, Introduces Outsourced Technology Management
Commonwealth Financial Updates Investment Platform, Introduces Outsourced Technology Management
Oct 16, 2024
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1 Min Read
byDavis Janowski, Senior Technology Editor, WealthManagement.com
Osaic CFO Kristy Britt
IBD
Osaic Hires CFO From Thomson Reuters
Osaic Hires CFO From Thomson Reuters
Oct 15, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
Kestra Financial
IBD
Stone Point Takes Majority Stake in Kestra
Stone Point Takes Majority Stake in Kestra
Oct 15, 2024
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1 Min Read
byDiana Britton, Managing Editor
Charles Monat office
IBD
Broker for the Wealthy, Charles Monat, Is Said to Consider Sale of the Business
Broker for the Wealthy, Charles Monat, Is Said to Consider Sale of the Business
Oct 10, 2024
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1 Min Read
byManuel Baigorri
Air Capital Wealth Management LPL Financial
IBD
$685M Kansas Team Joins LPL from Merrill
$685M Kansas Team Joins LPL from Merrill
Oct 9, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
cetera office
IBD
Cetera Acquires Protective Life’s B/D, RIA Business
Cetera Acquires Protective Life’s B/D, RIA Business
Oct 8, 2024
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1 Min Read
byPatrick Donachie, Senior Reporter
LPL President and CEO Dan Arnold at the virtual LPL Focus conference.
IBD
Fired LPL Chief Championed Firm Culture He Later Violated
Fired LPL Chief Championed Firm Culture He Later Violated
Oct 3, 2024
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1 Min Read
byGuillermo Molero
The-Noble-Group.jpg
IBD
LPL Snags $2B Team from Raymond James
LPL Snags $2B Team from Raymond James
Oct 3, 2024
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1 Min Read
byDiana Britton, Managing Editor

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